SEC Form 4 · accession 0001461755-16-000014
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Walter M Deriso Jr.
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2016 | M | 5,244 | $10.00 | A | 126,713 | D | |
| Common Stock | Jan 5, 2016 | S | 5,244 | $14.63 | D | 121,469 | D | |
| Common Stock | Jan 6, 2016 | M | 1,486 | $10.00 | A | 122,955 | D | |
| Common Stock | Jan 6, 2016 | S | 1,486 | $14.49 | D | 121,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F2 | $10.00 | Jan 5, 2016 | M | 5,244 | D | May 14, 2007 | May 14, 2017 | Common Stock | 5,244 | 94,756 | D |
| Warrant (Right to Buy)F2 | $10.00 | Jan 6, 2016 | M | 1,486 | D | May 14, 2007 | May 14, 2017 | Common Stock | 1,486 | 93,270 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2015.
- F2The warrant became fully vested three years after the date of grant listed.