SEC Form 4/A · accession 0001461755-16-000079
Atlantic Capital Bancshares, Inc. · ACBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Walter M Deriso Jr.
Director
Period of report
Jan 5, 2016
Accepted (ET)
Apr 14, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001461755
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $10.00 | Jan 5, 2016 | M | 5,244 | D | May 14, 2007 | May 14, 2017 | Common Stock | 5,244 | 94,756 | D |
| Stock Option (Right to Buy)F1,F3 | $10.00 | Jan 5, 2016 | M | 1,486 | D | May 14, 2007 | May 14, 2017 | Common Stock | 1,486 | 93,270 | D |
| Warrant (Right to Buy)F4,F5 | $10.00 | holding | — | — | — | May 14, 2007 | May 14, 2017 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Due to an administrative error, it was reported that Mr. Deriso exercised Warrants; however, he exercised stock options. The exercise price and the sale price, which were reported on the original Form 4 filed on January 7, 2016, were accurately reported. These lines represent the transactions that actually occurred on January 7, 2016.
- F2The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2015.
- F3The option became fully vested three years after the date of grant listed.
- F4This line reports the corrected number of warrants held by Mr. Deriso, as of April 14, 2016.
- F5The warrant became fully vested three years after the date of grant listed.