SEC Form 4 · accession 0001612849-16-000038
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Wilson
Officer — President, CEO & Director · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2016 | F | 3,142 | $13.94 | D | 1,218,869 | D | |
| Common Stock | holding | — | — | — | 18,500 | I | by Child A | |
| Common Stock | holding | — | — | — | 18,500 | I | by Child B | |
| Common Stock | holding | — | — | — | 18,500 | I | by Child C | |
| Common Stock | holding | — | — | — | 250 | I | by Niece | |
| Common Stock | holding | — | — | — | 250 | I | by Nephew |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued or sold by the Reporting Person.
- F2Of the reported shares, 108,696 shares are represented by RSUs.