SEC Form 4 · accession 0001612849-15-000005
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Wilson
Officer — President, CEO & Director · Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 25, 2015 | P | 1,000 | $10.4681 | A | 1,457,250 | D | |
| Common Stock | holding | — | — | — | 16,500 | I | by Child A | |
| Common Stock | holding | — | — | — | 16,500 | I | by Child B | |
| Common Stock | holding | — | — | — | 16,500 | I | by Child C | |
| Common Stock | holding | — | — | — | 250 | I | by Niece | |
| Common Stock | holding | — | — | — | 250 | I | by Nephew |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.468 to $10.469, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- F2The Reporting Person's purchase of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,000 shares, with the Reporting Person's sale of 1,000 shares of the Issuer's common stock at a price of $14.9231 per share on June 16, 2015. The Reporting Person has made arrangements with the Issuer to disgorge to the Issuer, upon settlement of the sale, $4,455.00 representing the full amount of the profit realized in connection with the short-swing transaction.