SEC Form 4 · accession 0001612849-15-000004
TUBEMOGUL INC · TUBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Wilson
Officer — President, CEO & Director · Director
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001449278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | G | 14,500 | $0.00 | D | 1,657,900 | D | |
| Common Stock | Mar 12, 2015 | G | 1,500 | $0.00 | A | 16,500 | I | by Child A |
| Common Stock | Mar 12, 2015 | G | 1,500 | $0.00 | A | 16,500 | I | by Child B |
| Common Stock | Mar 12, 2015 | G | 1,500 | $0.00 | A | 16,500 | I | by Child C |
| Common Stock | Mar 12, 2015 | G | 250 | $0.00 | A | 250 | I | by Niece |
| Common Stock | Mar 12, 2015 | G | 250 | $0.00 | A | 250 | I | by Nephew |
| Common StockF1 | Jun 16, 2015 | S | 201,650 | $14.9231 | D | 1,456,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 2,400 shares, with the Reporting Person's purchase of 2,400 shares of the Issuer's common stock at a price of $12.436 per share on March 3, 2015. The Reporting Person has made arrangements with the Issuer to disgorge to the Issuer, upon settlement of the sale, $5,969.10 representing the full amount of the profit realized in connection with the short-swing transaction.