SEC Form 4 · accession 0001140361-16-080593
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ralph Y Nakatsuka
Officer — Vice Chairman & Co-COO
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2016 | S | 300 | $28.67 | A | 110,248 | D | |
| Common StockF1 | Sep 21, 2016 | S | 600 | $28.74 | A | 109,648 | D | |
| Common StockF1 | Sep 21, 2016 | S | 400 | $28.75 | A | 109,248 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.76 | A | 108,748 | D | |
| Common StockF1 | Sep 21, 2016 | S | 150 | $28.8118 | A | 108,598 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.84 | A | 108,098 | D | |
| Common StockF1 | Sep 21, 2016 | S | 309 | $28.89 | A | 107,789 | D | |
| Common StockF1 | Sep 21, 2016 | S | 100 | $28.8911 | A | 107,689 | D | |
| Common StockF1 | Sep 21, 2016 | S | 390 | $28.90 | A | 107,299 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.91 | A | 106,799 | D | |
| Common StockF1 | Sep 21, 2016 | S | 100 | $28.92 | A | 106,699 | D | |
| Common StockF1 | Sep 21, 2016 | S | 201 | $29.00 | A | 106,498 | D | |
| Common Stock | holding | — | — | — | 8,048 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 146,430 | 146,430 | D |
Explanation of responses
- F1Represents shares sold in connection with the payment of taxes due on vesting of restricted shares.