SEC Form 4/A · accession 0001140361-17-004945
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ralph Y Nakatsuka
Officer — Vice Chairman & Co-COO
Period of report
Sep 21, 2016
Accepted (ET)
Feb 7, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2016 | S | 300 | $28.67 | D | 110,248 | D | |
| Common StockF1 | Sep 21, 2016 | S | 600 | $28.74 | D | 109,648 | D | |
| Common StockF1 | Sep 21, 2016 | S | 400 | $28.75 | D | 109,248 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.76 | D | 108,748 | D | |
| Common StockF1 | Sep 21, 2016 | S | 150 | $28.8118 | D | 108,598 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.84 | D | 108,098 | D | |
| Common StockF1 | Sep 21, 2016 | S | 309 | $28.89 | D | 107,789 | D | |
| Common StockF1 | Sep 21, 2016 | S | 100 | $28.8911 | D | 107,689 | D | |
| Common StockF1 | Sep 21, 2016 | S | 390 | $28.90 | D | 107,299 | D | |
| Common StockF1 | Sep 21, 2016 | S | 500 | $28.91 | D | 106,799 | D | |
| Common StockF1 | Sep 21, 2016 | S | 100 | $28.92 | D | 106,699 | D | |
| Common StockF1 | Sep 21, 2016 | S | 201 | $29.00 | D | 106,498 | D | |
| Common Stock | holding | — | — | — | 8,048 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 146,430 | 146,430 | D |
Explanation of responses
- F1Represents shares sold in connection with the payment of taxes due on vesting of restricted shares.