SEC Form 4 · accession 0000919574-16-016911
Ascent Capital Group, Inc. · ASCMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ahmet H Okumus
10% Owner
Okumus Fund Management Ltd.
10% Owner
Okumus Opportunistic Value Fund Ltd.
10% Owner
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1 | Nov 23, 2016 | S | 2,466 | $19.9173 | D | 1,239,459 | D | |
| Series A Common StockF2 | Nov 23, 2016 | S | 2,466 | $19.9173 | D | 1,239,459 | I | See Footnote |
| Series A Common StockF2 | Nov 23, 2016 | S | 2,466 | $19.9173 | D | 1,239,459 | I | See Footnote |
| Series A Common StockF1 | Nov 25, 2016 | S | 2,000 | $19.8875 | D | 1,237,459 | D | |
| Series A Common StockF2 | Nov 25, 2016 | S | 2,000 | $19.8875 | D | 1,237,459 | I | See Footnote |
| Series A Common StockF2 | Nov 25, 2016 | S | 2,000 | $19.8875 | D | 1,237,459 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are directly owned by Okumus Opportunistic Value Fund, Ltd.
- F2The reported securities are directly owned by Okumus Opportunistic Value Fund, Ltd., a British Virgin Islands business company managed by Okumus Fund Management Ltd., and may be deemed indirectly beneficially owned by Okumus Fund Management Ltd. as the investment manager of Okumus Opportunistic Value Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Ahmet H. Okumus as President of Okumus Fund Management Ltd. and Director of Okumus Opportunistic Value Fund, Ltd. Each of Okumus Fund Management Ltd. and Ahmet H. Okumus disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.