SEC Form 4 · accession 0001179110-17-003684
LendingTree, Inc. · TREE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nikul Patel
Officer — Chief Strategy Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001434621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | M | 5,364 | $33.59 | A | 9,317 | D | |
| Common Stock | Feb 28, 2017 | S | 2,682 | $121.25 | D | 6,635 | D | |
| Common Stock | Feb 28, 2017 | S | 2,682 | $119.05 | D | 3,953 | D | |
| Common Stock | Mar 1, 2017 | M | 2,682 | $33.59 | A | 6,635 | D | |
| Common Stock | Mar 1, 2017 | S | 2,682 | $120.43 | D | 3,953 | D | |
| Common Stock | Mar 1, 2017 | M | 4,000 | $26.59 | A | 7,953 | D | |
| Common Stock | Mar 1, 2017 | S | 4,000 | $122.10 | D | 3,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $33.59 | Feb 28, 2017 | M | 5,364 | D | — | Feb 19, 2024 | Common Stock | 5,364 | 2,682 | D |
| Options to Purchase Common StockF1 | $33.59 | Mar 1, 2017 | M | 2,682 | D | — | Feb 19, 2024 | Common Stock | 2,682 | 0 | D |
| Options to Purchase Common Stock | $26.59 | Mar 1, 2017 | M | 4,000 | D | Feb 6, 2017 | Aug 6, 2024 | Common Stock | 4,000 | 39,750 | D |
Explanation of responses
- F1These restricted stock units became exerciseable in 3 equal annual installments beginning on February 19, 2016 in accordance with the terms of the original award agreement.