SEC Form 4 · accession 0001104659-18-004542

GREEN EARTH TECHNOLOGIES, INC · GETG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1This Form 4 is filed jointly by D&L Partners, L.P. ("D&L Partners"), D&L Management Corp. ("D&L Management Corp.") and Linda Von Allmen (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of her or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 or for any other purpose, the beneficial owners of any securities of the Issuer she or it does not directly own.
• F2Represents securities directly owned by D&L Partners. D&L Management Corp., as the general partner of D&L Partners, may be deemed to beneficially own the securities owned directly by D&L Partners. As a controlling shareholder of D&L Management Corp., Mrs. Von Allmen may be deemed to beneficially own the securities owned directly by D&L Partners.
• F3These shares were issued to D&L Partners as payment in kind for interest amounts due under a (i) 6% secured convertible debenture issued by Issuer on October 2, 2012, in an original principal amount of $1,000,000, with a maturity date of March 31, 2018; (ii) 6% secured convertible debenture issued by Issuer on March 28, 2013, in an original principal amount of $625,000, with a maturity date of March 31, 2018; (iii) 6% secured convertible debenture issued by Issuer on March 11, 2015, in an original principal amount of $50,000, with a maturity date of March 31, 2018; and (iv) 6% secured convertible debenture issued by Issuer on May 14, 2015, in an original principal amount of $70,000, with a maturity date of March 31, 2018.