SEC Form 4 · accession 0001144204-18-047114
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
Director · 10% Owner
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | P | 574,000 | $1.30 | A | 3,094,600 | D | |
| Common StockF2 | Aug 28, 2018 | P | 95,033 | $2.00 | A | 3,189,633 | D | |
| Common StockF1,F3 | Aug 28, 2018 | P | 326,346 | $1.30 | A | 4,554,137 | I | See footnote |
| Common StockF2,F3 | Aug 28, 2018 | P | 639,431 | $2.00 | A | 5,193,568 | I | See footnote |
| Common StockF4 | holding | — | — | — | 121,500 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 1,763,522 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 89,148 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated April 24, 2018, the closing conditions of which were met as of August 28, 2018.
- F2The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated June 15, 2018, the closing conditions of which were met as of August 28, 2018.
- F3The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
- F4The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
- F5The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
- F6The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.