SEC Form 4 · accession 0001144204-18-030248
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
Director · 10% Owner
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | P | 205 | $1.96 | A | 3,985,428 | I | See footnote |
| Common StockF1 | May 18, 2018 | P | 10 | $1.95 | A | 3,985,438 | I | See footnote |
| Common StockF1 | May 21, 2018 | P | 4,785 | $1.96 | A | 3,990,223 | I | See footnote |
| Common StockF1 | May 21, 2018 | P | 5,000 | $1.93 | A | 3,995,223 | I | See footnote |
| Common StockF1 | May 21, 2018 | P | 2,475 | $1.89 | A | 3,997,698 | I | See footnote |
| Common StockF1 | May 21, 2018 | P | 7,525 | $1.88 | A | 4,005,223 | I | See footnote |
| Common Stock | holding | — | — | — | 2,395,600 | D | ||
| Common StockF2 | holding | — | — | — | 121,500 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 1,763,522 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 89,148 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
- F2The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
- F3The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
- F4The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.