SEC Form 4/A · accession 0001144204-18-024113
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry C Honig
Director · 10% Owner
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 9:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | $0.00 | Apr 26, 2018 | A | 4,513 | A | — | — | Common Stock | 4,513 | 4,513 | D |
Explanation of responses
- F1The Reporting Person received a grant of 4,513 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2018.
- F2The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement.
- F3This line item is being re-reported for the sole purpose of gaining access to the EDGAR filing system.
Remarks
Explanation of Amendment: "10% Owner" was inadvertently unchecked in Box 5 of the original Form 4 filing due to printer error.