SEC Form 4 · accession 0001144204-18-004964
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra W Struhsacker
Officer — Senior Vice President
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $2.80 | Jan 29, 2018 | A | 63,000 | A | — | Jan 28, 2028 | Common Stock | 63,000 | 63,000 | D |
Explanation of responses
- F1The Reporting Person received 63,000 stock options pursuant to a Nonqualified Stock Option Agreement (the "Agreement") dated January 29, 2018.
- F2Pursuant to the Agreement, 21,420 options vest on January 29, 2019, 20,790 options vest on January 29, 2020 and 20,790 options vest on January 29, 2021.