SEC Form 4 · accession 0001144204-17-048384
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
Director · 10% Owner
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 8:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2017 | P | 5,000 | $3.00 | A | 1,450,318 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan.