SEC Form 4 · accession 0001144204-15-070482
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward M Karr
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Dec 9, 2015 | A | 12,500 | A | — | — | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1The restricted stock units are fully vested. For each restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon the Reporting Person's termination of service on the Issuer's board of directors or in connection with a change of control.