SEC Form 4 · accession 0001144204-15-000693

Pershing Gold Corp. · PGLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director · 10% Owner

Period of report

Jan 5, 2015

Accepted (ET)

Jan 6, 2015 · 8:30 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001432196

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 5, 2015	P	1,787,500	$0.28	A	27,667,314	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series E Preferred Stock^F1,F2	$0.28	Jan 5, 2014	P	505	A	Jan 5, 2014	—	Common Stock	1,783,929	4,230	I
Warrants^F1	$0.40	Jan 5, 2014	P	606,000	A	Jan 5, 2014	Aug 8, 2016	Common Stock	606,000	4,242,000	I

F1Held by GRQ Consultants, Inc. 401K Plan. Barry Honig is the trustee of GRQ Consultants, Inc. 401K Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K Plan.
F2There is no expiration date pursuant to which the Series E Convertible Preferred Stock must be converted.