SEC Form 4 · accession 0000014272-16-000319
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Giovanni Caforio
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F1 | — | Mar 3, 2016 | A | 70,864 | A | — | Mar 10, 2018 | Common Stock, $0.10 par value | 70,864 | 70,864 | D |
Explanation of responses
- F1Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.
- F2Represents performance shares earned under the 2015-2017 Long-Term Performance Award.