SEC Form 4/A · accession 0000014272-16-000373
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Giovanni Caforio
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 16, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F3,F1 | — | Mar 3, 2016 | A | 151,666 | A | — | Mar 10, 2018 | Common Stock, $0.10 par value | 151,666 | 151,666 | D |
Explanation of responses
- F1Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.
- F2Represents performance shares earned under the 2015-2017 Long-Term Performance Award.
- F3This Form 4 is being amended to reflect the correct number of Performance Share Units received by the reporting person on the transaction date.