SEC Form 4 · accession 0001013762-15-000937

Workhorse Group Inc. · WKHS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

10% Owner

Period of report

Mar 18, 2014

Accepted (ET)

Sep 24, 2015 · 5:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001425287

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value per share	Aug 19, 2015	P	1,000,000	$250,000.00	A	32,042,603	D
Common Stock, $0.001 par value per share	May 28, 2014	P	40,000	$4,000.00	A	40,000	I	Chelsey Lukens
Common Stock, $0.001 par value per share	May 28, 2014	P	100,000	$10,000.00	A	100,000	I	Mary Ann Lukens Trust
Common Stock, $0.001 par value per share	Nov 29, 2012	P	1,548,698	$300,000.00	A	1,548,698	I	The Joe & Kim Lukens Foundation
Common Stock, $0.001 par value per share	Mar 4, 2014	P	5,000,000	$500,000.00	A	5,000,000	I	US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Purchase Warrant	$0.15	May 22, 2014	P	9,000,000	A	May 23, 2014	May 23, 2017	Common Stock, Par Value $0.001	9,000,000	9,000,000	D
Common Stock Purchase Warrant	$0.15	holding	—	—	—	Mar 18, 2014	Mar 17, 2017	Common Stock, Par Value $0.001	6,000,000	6,000,000	D
Common Stock Purchase Warrant	$0.40	holding	—	—	—	Mar 13, 2013	Mar 12, 2016	Common Stock, Par Value $0.001	2,500,000	2,500,000	D
Common Stock Purchase Warrant	$0.40	holding	—	—	—	Jan 29, 2013	Jan 29, 2013	Common Stock, Par Value $0.001	250,000	250,000	D