SEC Form 4/A · accession 0001013762-15-000960
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph Theodore Lukens Jr.
10% Owner
Period of report
Mar 18, 2014
Accepted (ET)
Sep 30, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Aug 19, 2015 | P | 1,000,000 | $250,000.00 | A | 12,042,603 | D | |
| Common Stock, $0.001 par value per share | Nov 29, 2012 | P | 1,548,698 | $300,000.00 | A | 1,548,698 | I | The Joe & Kim Lukens Foundation |
| Common Stock, $0.001 par value per share | Mar 4, 2014 | P | 5,000,000 | $500,000.00 | A | 26,971,470 | I | US Trust Company of Delaware Administrative Trustee of the Joe & Kim Lukens Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase | $0.15 | May 22, 2014 | P | 9,000,000 | A | May 23, 2014 | May 22, 2017 | Common Stock, Par Value $0.001 | 9,000,000 | 9,000,000 | D |
| Common Stock Purchase | $0.15 | holding | — | — | — | Mar 18, 2014 | Mar 17, 2017 | Common Stock, Par Value $0.001 | 6,000,000 | 6,000,000 | D |
| Common Stock Purchase | $0.40 | holding | — | — | — | Mar 13, 2013 | Mar 12, 2016 | Common Stock, Par Value $0.001 | 2,500,000 | 2,500,000 | D |
| Common Stock Purchase | $0.40 | holding | — | — | — | Jan 29, 2013 | Jan 28, 2013 | Common Stock, Par Value $0.001 | 2,500,000 | 2,500,000 | D |