SEC Form 4 · accession 0001012975-18-000862
AILERON THERAPEUTICS INC · ALRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
APPLE TREE PARTNERS II LP
10% Owner
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 9:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | S | 5,200 | $5.3007 | D | 1,487,945 | D | |
| Common StockF1 | Jun 21, 2018 | S | 1,447 | $5.30 | D | 1,486,498 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Seth L. Harrison is the general partner of Apple Tree Ventures II, L.P., the general partner of Apple Tree Partners II, L.P., and Dr. Harrison disclaims beneficial ownership of the shares held by Apple Tree Partners II, L.P., except to the extent of his pecuniary interest therein. Dr. Harrison has sole voting and investment power over the shares held by Apple Tree Partners II, L.P.