SEC Form 4 · accession 0001209191-15-029686
Federal-Mogul Holdings Corp · FDML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Rainer Jueckstock
Officer — See Remarks · Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419581
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 24, 2015 | X | 4,001 | $13.15 | A | 35,582 | D | |
| Common Stock | holding | — | — | — | 60 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights to Purchase Common StockF1 | $13.15 | Mar 24, 2015 | X | 4,001 | A | Mar 6, 2015 | Mar 23, 2015 | Common Stock | 4,001 | 0 | D |
Explanation of responses
- F1On March 6, 2015, Federal-Mogul Holdings Corporation (the "Company") distributed, to each holder of record as of March 6, 2015, subscription rights to purchase shares of common stock of the Company (the "Rights Offering") in accordance with the terms set forth in a prospectus supplement related to the Rights Offering dated March 6, 2015, as amended and supplemented. The subscription rights were exercisable until March 23, 2015. The exact number of shares of common stock acquired by the reporting person pursuant to his exercise became known on March 24, 2015.
- F2On March 24, 2015, the reporting person's exercise for his basic subscription privilege became final with respect to 4,001 shares of the Company's common stock.
Remarks
Director, Co-Chief Executive Officer, Federal-Mogul Holdings Corporation Chief Executive Officer, Powertrain Division