SEC Form 4/A · accession 0001209191-15-030167
Federal-Mogul Holdings Corp · FDML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rainer Jueckstock
Officer — See Remarks · Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 30, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419581
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 24, 2015 | X | 4,556 | $13.15 | A | 36,137 | D | |
| Common Stock | holding | — | — | — | 60 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights to Purchase Common StockF1 | $13.15 | Mar 24, 2015 | X | 4,556 | A | Mar 6, 2015 | Mar 23, 2015 | Common Stock | 4,556 | 0 | D |
Explanation of responses
- F1On March 6, 2015, Federal-Mogul Holdings Corporation (the "Company") distributed, to each holder of record as March 6, 2015, subscription rights to purchase shares of common stock of the Company (the "Rights Offering") in accordance with the terms set forth in a prospectus supplement related to the Rights Offering dated March 6, 2015, as amended and supplemented. The subscription rights were exercisable until March 23, 2015. The exact number of shares of common stock acquired by the reporting person pursuant to his exercise became known on March 24, 2015.
- F2On March 24, 2015, the reporting person's exercise for his basic subscription privilege became final with respect to 4,001 shares of the Company's common stock. After the filing of the original Form 4, it was determined that the reporting person will be allocated 555 shares of the Company's common stock in connection with his exercise of his over-subscription privilege. The reporting person has filed this Form 4/A to report the final number of shares allocated to him in connection with the Rights Offering, which is 555 shares more than the number reported in the original Form 4.
Remarks
Director, Co-Chief Executive Officer, Federal-Mogul Holdings Corporation Chief Executive Officer, Powertrain Division