SEC Form 4 · accession 0001209191-17-029084
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ulrich E. Keller Jr.
Officer — Chairman · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 5,000 | $15.71 | D | 2,286,170 | I | by family trust |
| Commom Stock | holding | — | — | — | 200,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016