SEC Form 4/A · accession 0001209191-17-030446
First Foundation Inc. · FFWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ulrich E. Keller Jr.
Officer — Chairman · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 5, 2017 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 10,000 | $15.71 | D | 2,281,170 | I | by family trust |
| Commom Stock | holding | — | — | — | 200,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016
Remarks
Original filed with incorrect amount of shares sold. Shares sold should have been listed as 10,000 shares, not 5,000 shares.