SEC Form 4 · accession 0001411207-16-000225
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael Dick
Officer — SVP, Ops and Purchasing
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $23.59 | Feb 17, 2016 | A | 12,362 | A | — | Feb 16, 2026 | Common Stock | 12,362 | 12,362 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 17, 2016 | A | 6,181 | A | — | — | Common Stock | 6,181 | 6,181 | D |
Explanation of responses
- F1The option vests on February 17, 2019.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 17, 2019.