SEC Form 4/A · accession 0001411207-16-000261
Allison Transmission Holdings Inc · ALSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Dick
Officer — SVP, Ops and Purchasing
Period of report
Feb 17, 2016
Accepted (ET)
Mar 16, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F1 | $23.59 | Feb 17, 2016 | A | 11,218 | A | — | Feb 16, 2026 | Common Stock | 11,218 | 11,218 | D |
| Restricted Stock UnitsF4,F2,F3 | — | Feb 17, 2016 | A | 5,609 | A | — | — | Common Stock | 5,609 | 5,609 | D |
Explanation of responses
- F1The option vests on February 17, 2019.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.
- F3The RSUs vest on February 17, 2019.
- F4This amendment to the Form 4 originally filed on February 19, 2016 corrects the number of stock options and restricted stock units awarded.