SEC Form 4 · accession 0001483999-18-000002
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Werner Funk
Officer — President, CEO and Secretary · Director · 10% Owner
Period of report
Jan 11, 2018
Accepted (ET)
Jan 29, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,413,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $0.077 | Jan 11, 2018 | A | 50,000 | A | Jan 11, 2018 | Jan 10, 2025 | Common Stock | 50,000 | 1,525,556 | D |
| Common Stock Option | $2.56 | holding | — | — | — | Nov 1, 2012 | Oct 31, 2019 | Common Stock | 400,000 | 1,475,556 | D |
| Common Stock Option | $0.286 | holding | — | — | — | Apr 15, 2016 | Apr 14, 2023 | Common Stock | 470,000 | 1,475,556 | D |
| Common Stock Option | $0.18 | holding | — | — | — | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 555,556 | 1,475,556 | D |
| Common Stock Option | $0.18 | holding | — | — | — | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 50,000 | 1,475,556 | D |