SEC Form 4/A · accession 0001483999-18-000003
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Werner Funk
Officer — President, CEO and Secretary · Director · 10% Owner
Period of report
Jan 11, 2018
Accepted (ET)
Mar 9, 2018 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1,F2 | $0.077 | Jan 15, 2018 | A | 300,000 | A | Jan 15, 2018 | Jan 14, 2025 | Common Stock | 300,000 | 1,825,556 | D |
Explanation of responses
- F1One-thirty sixth (1/36) of the total number of shares subject to the Options shall vest and become exercisable at the end of each month following the Date of Grant on the same day of each month as the Date of Grant, so that all shares subject to the Options will be fully vested on the third anniversary of the Date of Grant.
- F2The original Form 4, filed on January 29, 2018, is being amended by this Form 4 amendment solely to add the transaction described in footnote number 1, which was inadvertently omitted from the original filing.