SEC Form 3 · accession 0000899243-19-000006
Zymeworks Inc. · ZYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ali Tehrani
Officer — Chief Executive Officer · Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 6:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 256,009 | D | ||
| Common Shares | holding | — | — | — | 62,286 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $5.37 | holding | — | — | — | Jan 1, 2013 | Jan 1, 2022 | Common Shares | 58,660 | — | D |
| Stock Option (Right to Buy)F2,F1 | $7.26 | holding | — | — | — | Jan 1, 2014 | Jan 1, 2023 | Common Shares | 20,950 | — | D |
| Stock Option (Right to Buy)F2,F1 | $11.60 | holding | — | — | — | Jan 1, 2015 | Jan 1, 2024 | Common Shares | 20,950 | — | D |
| Stock Option (Right to Buy)F2,F1 | $14.44 | holding | — | — | — | Jan 1, 2016 | Jan 1, 2025 | Common Shares | 23,464 | — | D |
| Stock Option (Right to Buy)F2,F1 | $12.10 | holding | — | — | — | Jan 29, 2017 | Jan 29, 2026 | Common Shares | 293,300 | — | D |
| Stock Option (Right to Buy)F2,F1 | $22.60 | holding | — | — | — | Feb 3, 2018 | Feb 3, 2027 | Common Shares | 41,900 | — | D |
| Stock Option (Right to Buy)F1 | $9.82 | holding | — | — | — | Jun 12, 2018 | Jun 12, 2027 | Common Shares | 250,000 | — | D |
| Stock Option (Right to Buy)F1 | $11.84 | holding | — | — | — | Mar 19, 2019 | Mar 18, 2028 | Common Shares | 250,000 | — | D |
Explanation of responses
- F1Stock options vest as follows: (i) 25% of underlying shares on first anniversary of grant date and (ii) remainder of underlying shares in 36 equal monthly installments on last day of month following first anniversary of grant date.
- F2Canadian dollars.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney