SEC Form 4/A · accession 0000059478-19-000046
Zymeworks Inc. · ZYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
LILLY ELI & CO
Other
Period of report
Jan 31, 2019
Accepted (ET)
Feb 6, 2019 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,827,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 4, 2019, the reporting person inadvertently filed a Form 4 reporting a sale of 250,000 shares of common stock. Because the ownership threshold for the reporting person is below ten percent, reporting this trade was not required. This amendment is being filed to correct the total securities listed as beneficially owned in the original Form 4 filed on February 4, 2019. Following the trade on January 31, 2019, the reporting person owned 1,827,101 shares of common stock.