SEC Form 5 · accession 0001213900-16-016180
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
Jun 30, 2015
Accepted (ET)
Aug 17, 2016 · 9:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F3 | Jul 23, 2014 | S$0 | 2,000,000 | $0.00 | D | 28,067,829 | D | |
| Common StockF1,F2 | Aug 20, 2014 | S$0 | 137,500 | $0.00 | D | 28,067,829 | D | |
| Common StockF1,F2 | Aug 20, 2014 | S$0 | 125,000 | $0.00 | D | 28,067,829 | D | |
| Common StockF5,F1,F2 | Aug 10, 2015 | S$0 | 856,366 | $0.00 | D | 28,067,829 | D | |
| Common StockF1,F2 | Apr 18, 2016 | S$0 | 678,368 | $0.00 | D | 28,067,829 | D | |
| Common StockF6,F1,F3 | Apr 18, 2016 | S$0 | 375,640 | $0.00 | D | 28,067,829 | D | |
| Common StockF1,F2 | May 25, 2016 | S$0 | 9,487 | $0.00 | D | 28,067,829 | D | |
| Common StockF7,F1,F3 | May 25, 2016 | S$0 | 244,145 | $0.00 | D | 28,067,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These Common Stock shares were loaned to a third party who sold them. Stephen and Robin Squires received no benefit from this loan of shares which is required to be paid back.
- F2Robin Squires held title to the Common Stock in transaction.
- F3Stephen Squires held title to the Common Stock in transaction.
- F4Stephen Squires returned 2,000,000 Common Stock shares to the Company's treasury stock.
- F5A Form 4 dated October 27, 2015 was previously filed by Robin Squires for this transaction listing 850,081 Common Stock Shares. 856,366 is the correct number of Common Stock shares.
- F6A Form 4 dated June 9, 2016 was previously filed by Stephen Squires for this transaction listing 679,008 Common Stock Shares. 375,640 is the correct number of Common Stock shares.
- F7A Form 4 dated May 27, 2016 was previously filed by Stephen Squires for this transactions cumulating to 253,632 Common Stock Shares. 244,145 is the correct cumulative number of Common Stock shares.