SEC Form 5/A · accession 0001213900-16-016976
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Period of report
Jun 30, 2015
Accepted (ET)
Sep 23, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2010 | S | 250,000 | $0.08 | D | 28,067,829 | D | |
| Common StockF1 | Aug 9, 2010 | S | 185,000 | $0.08 | D | 28,067,829 | D | |
| Common StockF1 | Aug 9, 2010 | S | 212,500 | $0.08 | D | 28,067,829 | D | |
| Common StockF1 | Oct 6, 2010 | S | 250,000 | $0.08 | D | 28,067,829 | D | |
| Common StockF3,F1 | Dec 31, 2010 | S$0 | 0 | $0.00 | D | 28,067,829 | D | |
| Common StockF4,F1 | Jan 7, 2011 | S$0 | 2,000,000 | $0.00 | A | 28,067,829 | D | |
| Common StockF4,F2 | Apr 13, 2012 | S$0 | 3,000,000 | $0.00 | A | 28,067,829 | D | |
| Common StockF4,F2 | Jul 29, 2013 | S$0 | 500,000 | $0.00 | D | 28,067,829 | D | |
| Common StockF4,F2 | Oct 14, 2013 | S$0 | 2,000,000 | $0.00 | A | 28,067,829 | D | |
| Common StockF5,F2 | Oct 14, 2013 | S | 1,400,000 | $0.06 | D | 28,067,829 | D | |
| Common StockF2 | Nov 27, 2013 | S | 666,666 | $0.05 | D | 28,067,829 | D | |
| Common StockF2 | Jan 15, 2014 | S | 875,000 | $0.04 | D | 28,067,829 | D | |
| Common StockF2 | Feb 12, 2014 | S | 500,000 | $0.04 | D | 28,067,829 | D | |
| Common StockF2 | Mar 27, 2014 | S | 736,111 | $0.05 | D | 28,067,829 | D | |
| Common StockF4,F1 | Aug 7, 2014 | S$0 | 2,000,000 | $0.00 | D | 28,067,829 | D | |
| Common StockF2 | Aug 20, 2014 | S | 500,000 | $0.10 | A | 28,067,829 | D | |
| Common StockF2 | Aug 20, 2014 | S | 253,846 | $0.10 | D | 28,067,829 | D | |
| Common StockF2 | Aug 20, 2014 | S | 300,000 | $0.10 | D | 28,067,829 | D | |
| Common StockF2 | Sep 23, 2014 | S | 1,000,000 | $0.10 | A | 28,067,829 | D | |
| Common StockF2 | Sep 23, 2014 | S | 512,500 | $0.08 | D | 28,067,829 | D | |
| Common StockF4,F2 | Sep 23, 2014 | S$0 | 1,000,000 | $0.00 | D | 28,067,829 | D | |
| Common StockF2 | Dec 17, 2014 | S | 153,741 | $0.15 | A | 28,067,829 | D | |
| Common StockF2 | Jul 16, 2015 | S | 70,000 | $0.10 | D | 28,067,829 | D | |
| Common StockF6,F2 | Aug 10, 2015 | S | 856,366 | $0.10 | D | 28,067,829 | D | |
| Common StockF2 | Apr 18, 2016 | S | 375,640 | $0.02 | D | 28,067,829 | D | |
| Common StockF2 | Apr 18, 2016 | S | 375,000 | $0.02 | D | 28,067,829 | D | |
| Common StockF2 | Apr 18, 2016 | S | 303,368 | $0.02 | D | 28,067,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stephen Squires held title to the Common Stock in transaction.
- F2Robin Squires held title to the Common Stock in transaction.
- F3A Form 5 filed on 2/14/2012 incorrectly reported a transaction involving 358,500 shares. No such transaction occurred.
- F4Price information is unavailable.
- F5A Form 5 filed on 10/28/2015 incorrectly reported 166,667 shares were sold. The total number of shares sold should have been 1,400,000.
- F6A Form 4 dated June 9, 2016 was previously filed by Stephen Squires for this transaction listing 679,008 Common Stock Shares. 375,640 is the correct number of Common Stock shares.