SEC Form 4 · accession 0001013762-15-001034
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Squires
Officer — CEO · Director · 10% Owner
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | X | 1,070,675 | $0.075 | A | 27,462,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrants | $0.075 | Oct 28, 2015 | X | 1,666,666 | D | Nov 4, 2010 | Nov 4, 2015 | Common Stock | 1,666,666 | 19,031,250 | D |
Explanation of responses
- F1Excludes securities owned by his wife which consists of 9,487 common shares and 1,537,500 options.