SEC Form 4/A · accession 0001013762-15-001137
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Squires
Officer — CEO · Director · 10% Owner
Period of report
Oct 28, 2015
Accepted (ET)
Nov 30, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | X | 1,070,675 | $0.075 | A | 27,471,838 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $0.075 | Oct 28, 2015 | X | 1,666,666 | D | Nov 4, 2010 | Nov 4, 2015 | Common Stock | 1,666,666 | 20,568,750 | D |
Explanation of responses
- F1Includes 9,487 shares owned by his wife.
- F2Includes 1,537,500 options owned by his wife.