SEC Form 4 · accession 0001013762-15-000982
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher Benjamin
Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 8, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2015 | X | 1,864,466 | $1,864,466.00 | A | 2,864,466 | D | |
| Common Stock | Oct 2, 2015 | X | 282,163 | $0.08 | A | 3,146,629 | D | |
| Common StockF1 | Oct 2, 2015 | D | 683,300 | $0.13 | D | 2,463,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $0.06 | Oct 2, 2015 | X | 2,812,500 | D | Feb 14, 2014 | Feb 14, 2019 | Common Stock | 2,812,500 | 1,500,000 | D |
| Common Stock OptionsF1 | $0.08 | Oct 2, 2015 | D | 487,500 | D | Jan 1, 2015 | May 30, 2019 | Common Stock | 487,500 | 1,012,500 | D |
| Common Stock Options | $0.08 | Oct 2, 2015 | X | 512,500 | D | Jan 1, 2015 | May 30, 2019 | Common Stock | 512,500 | 500,000 | D |
| Common Stock OptionsF1 | $0.05 | Oct 2, 2015 | D | 500,000 | D | Mar 29, 2013 | Mar 29, 2023 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1987,500 options were cancelled together with 683,300 shares of common stock in exchange for the cancellation of debt amounting to $79,000.