SEC Form 4/A · accession 0001013762-15-000990
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher Benjamin
Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 9, 2015 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2015 | X | 1,864,466 | $0.06 | A | 2,864,466 | D | |
| Common Stock | Oct 2, 2015 | X | 282,163 | $0.08 | A | 3,146,629 | D | |
| Common StockF1 | Oct 2, 2015 | D | 683,300 | $0.13 | D | 2,463,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $0.06 | Oct 2, 2015 | X | 2,812,500 | D | Feb 14, 2014 | Feb 14, 2019 | Common Stock | 2,812,500 | 1,500,000 | D |
| Common Stock OptionsF1 | $0.08 | Oct 2, 2015 | D | 487,500 | D | Jan 1, 2015 | May 30, 2019 | Common Stock | 487,500 | 1,012,500 | D |
| Common Stock Options | $0.08 | Oct 2, 2015 | X | 512,500 | D | Jan 1, 2015 | May 30, 2019 | Common Stock | 512,500 | 500,000 | D |
| Common Stock OptionsF1 | $0.05 | Oct 2, 2015 | D | 500,000 | D | Mar 29, 2013 | Mar 29, 2023 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1987,500 options were cancelled together with 683,300 shares of common stock in exchange for the cancellation of debt amounting to $79,000.