SEC Form 4 · accession 0001196111-16-000004
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Barr
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Aug 9, 2016 | A | 107,790 | $0.00 | A | 107,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount shown represents Class A Restricted Share Units granted to the Reporting Person on August 9, 2016 in recognition of the Reporting Person joining the Issuer's Board of Directors as an independent director on that date. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. 50,302 Class A Restricted Shared Units will vest, subject to certain limited exceptions, on the first anniversary of August 9, 2016. An additional 28,744 Class A Restricted Share Units will vest, subject to certain limited exceptions, on each of the second and third anniversaries of August 9, 2016.