SEC Form 4/A · accession 0001140361-18-003418
Pzena Investment Management, Inc. · PZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William Louis Lipsey
Officer — Pres, Marketing/Client Srvc · Director
Period of report
Sep 26, 2017
Accepted (ET)
Jan 26, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.01F1 | holding | — | — | — | 4,700 | I | By estate |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amended Form 4 is being filed to reflect shares of the Issuer's Class A common stock indirectly held by the reporting person as the personal representative of an estate that were inadvertently not included on the reporting person's Form 4 previously filed.