SEC Form 4 · accession 0001445866-16-002394
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaleea Pyle George
Officer — CFO, Secretary · Director
Period of report
Jul 21, 2016
Accepted (ET)
Jul 22, 2016 · 11:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 21, 2016 | P | 1,700 | $2.25 | A | 35,142 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased at a price of $2.2530 per share.
- F2The reported securities were purchased by NORTHEAST OPCO, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by NORTHEAST OPCO, LLC, except to the extent of her pecuniary interest therein. The purchases were made pursuant to a 10b5-1 trading plan adopted by NORTHEAST OPCO, LLC, on June 19, 2015.
Remarks
By Alexander N. Pearson, pursuant to a power of attorney dated April 2, 2012, included as Exhibit 24.1 to Form 3 filed on April 6, 2012.