SEC Form 4 · accession 0001445866-15-000808
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaleea Pyle George
Officer — CFO, Secretary · Director
Period of report
Jul 3, 2015
Accepted (ET)
Jul 20, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.00 | Jul 3, 2015 | A | 35,000 | A | Jul 3, 2015 | Jul 3, 2025 | Common Stock | 35,000 | 35,000 | D |
| Stock Option (right to buy)F2 | $1.50 | Jul 3, 2015 | A | 75,000 | A | Jul 3, 2017 | Jul 3, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Options were issued to Reporting Person pursuant the Reporting Person's employment agreement with the Issuer.
- F2Options vest and become exercisable on July 3, 2017.
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated April 2, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 on April 6, 2012 on behalf of Jaleea P. George, which Power of Attorney is incorporated by reference)