SEC Form 4 · accession 0001209191-16-140009
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sandra Bell
Officer — Chief Financial Officer
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2016 | S | 1,430 | $5.35 | D | 47,557 | D | |
| Class A Common Stock | Sep 1, 2016 | S | 1,300 | $5.44 | D | 46,257 | D | |
| Class A Common Stock | Sep 1, 2016 | S | 500 | $5.43 | D | 45,757 | D | |
| Class A Common Stock | Sep 1, 2016 | S | 100 | $5.41 | D | 45,657 | D | |
| Class A Common Stock | Sep 1, 2016 | S | 100 | $5.45 | D | 45,557 | D | |
| Class A Common Stock | Sep 1, 2016 | S | 70 | $5.49 | D | 45,487 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan.