SEC Form 4/A · accession 0001209191-16-140622
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sandra Bell
Officer — Chief Financial Officer
Period of report
Sep 1, 2016
Accepted (ET)
Sep 8, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 1, 2016 | S | 1,430 | $5.35 | D | 62,557 | D | |
| Class A Common StockF2 | Sep 1, 2016 | S | 1,300 | $5.44 | D | 61,257 | D | |
| Class A Common StockF2 | Sep 1, 2016 | S | 500 | $5.43 | D | 60,757 | D | |
| Class A Common StockF2 | Sep 1, 2016 | S | 100 | $5.41 | D | 60,657 | D | |
| Class A Common StockF2 | Sep 1, 2016 | S | 100 | $5.45 | D | 60,557 | D | |
| Class A Common StockF2 | Sep 1, 2016 | S | 70 | $5.49 | D | 60,487 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan.
- F2This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016.