SEC Form 4 · accession 0001437749-16-040863
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George H Kirby III
Officer — President, CEO · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | F | 8,071 | $2.32 | D | 71,479 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares delivered back to the Company for payment of tax liability related to shares that vested.