SEC Form 4/A · accession 0001437749-16-041235
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George H Kirby III
Officer — President, CEO · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 7, 2016 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | F | 8,070 | $2.32 | D | 71,480 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended form 4 - Represents shares delivered back to the Company for payment of tax liability related to shares that vested. Total amount of securities beneficially owned following the transaction was previously understated by one share.