SEC Form 4 · accession 0001181431-15-008841
U-SWIRL, INC. · SWRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
Jul 27, 2015
Accepted (ET)
Jul 29, 2015 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jul 27, 2015 | S | 15,000 | $0.15 | D | 3,939,468 | D | |
| common stock | Jul 28, 2015 | S | 19,800 | $0.1358 | D | 3,919,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares are held by Dallas Jones and Robyn Jones as joint tenants.