SEC Form 4/A · accession 0001181431-15-008846
U-SWIRL, INC. · SWRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Jul 27, 2015
Accepted (ET)
Jul 31, 2015 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jul 27, 2015 | S | 15,000 | $0.15 | D | 3,939,468 | D | |
| common stockF2 | Jul 28, 2015 | S | 19,800 | $0.1358 | D | 3,919,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades, each of which was effected a price of $0.15.
- F2This transaction was executed in multiple trades at prices ranging from $0.131 to $0.15. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
Shares are held by Dallas Jones and Robyn Jones as joint tenants.