SEC Form 4 · accession 0001213900-17-010011
China Auto Logistics Inc · CALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Period of report
Sep 23, 2017
Accepted (ET)
Sep 26, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2017 | P | 806,000 | $2.11 | A | 4,840,394 | D | |
| Common StockF1 | Sep 23, 2017 | P | 806,000 | $2.11 | A | 4,840,394 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are directly owned by Bright Praise Enterprises Limited, a British Virgin Islands corporation. As sole director of Bright Praise Enterprises Limited, Choi Chung Leung Robert is deemed to be a beneficial owner of these shares.