SEC Form 4/A · accession 0001213900-17-013678
China Auto Logistics Inc · CALI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Sep 23, 2017
Accepted (ET)
Dec 27, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2017 | P | 806,000 | $2.11 | A | 2,454,140 | D | |
| Common StockF1,F2 | Sep 23, 2017 | P | 806,000 | $2.11 | A | 2,454,140 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to Form 4 is being filed to correct a typographical error in the total amount of securities beneficially owned in the original Form 4 filed on September 26, 2017. The total amount of securities beneficially owned by the reporting persons is 2,454,140, as was disclosed in the Schedule 13D amendment filed on September 27, 2017.
- F2These shares are directly owned by Bright Praise Enterprises Limited, a British Virgin Islands corporation. As sole director of Bright Praise Enterprises Limited, Choi Chung Leung Robert is deemed to be a beneficial owner of these shares.